We are seeking a detail-oriented and proactive Business Compliance Specialist to join our team. The ideal candidate will play a critical role in ensuring compliance with regulatory requirements and internal policies. This role involves conducting due diligence for wealth management client onboarding, performing periodic client reviews, and carrying out Know Your Customer (KYC) checks, adverse media searches, and formality checks

What would your role be?

• Conduct thorough due diligence for new wealth management clients, ensuring compliance with regulatory and internal standards
• Perform regular reviews of existing clients to ensure ongoing compliance and identify any potential risks
• Verify client identities and ensure all required documentation is accurate, complete, and up-to-date
• Review and validate client information and documentation for accuracy and adherence to company policies
• s: Conduct searches for adverse media and other risk indicators related to clients and escalate findings as necessary
• Stay updated on relevant laws, regulations, and industry best practices to ensure the company remains compliant
• Work closely with internal teams, including compliance, legal, operations, and relationship managers, to address compliance-related matters

What are we looking for?

• Bachelor’s or Master’s degree in Business, Finance, Law, or a related field
• Minimum 5 -10 years of experience in compliance, risk management, or a related role, preferably in the wealth management or financial services industry
• Strong understanding of KYC, CDB, AML and Client Due Diligence processes
• Proficiency in compliance tools and systems for conducting adverse media searches and KYC checks
• Strong knowledge of regulatory frameworks and industry standards
• Excellent analytical and problem-solving skills
• High attention to detail and accuracy
• Strong communication and interpersonal skills. Oral and written proficiency in German (at least C2), and English
• Ability to work independently and as part of a team

What do we offer?

• Top Zurich location with collaboration spaces (including rooftop terraces) and free lunch
• Friendly, diverse team in an open-office space
• Agile environment in how we think, the way we work and our trust for each other
• Flat hierarchy with collaboration at all levels
• Campus feeling and a collaborative spirit
• We are looking for talented people, not just a CV that ticks all the boxes. Even if you do not have absolutely everything we have asked for, if this role sounds like a good fit for you, we encourage you to apply

Why Vontobel?

• At Vontobel, you are building better futures for our clients and society, as well as for yourself. As a family-owned and publicly listed company with over 2,000 professionals based in 28 locations globally and headquartered in Zurich, we’re committed to long-term thinking and sustainability
• Our diverse team values unique perspectives, and we hire individuals determined to deliver in a dynamic and changing world. Even if you don’t meet all the criteria, we encourage you to apply if you’re enthusiastic about the role
• cosmofunding by Vontobel

Asset Management

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