Compliance Officer

About the job:

• Ensure ongoing compliance with Swiss and international regulatory requirements (e.g., FINMA, AMLA)

• Maintain and enhance internal compliance policies, procedures, and controls

• Monitor and oversee investment compliance with regard to internal guidelines and external regulations

• Support the onboarding process of new investment structures, counterparties, and service providers (KYC/AML checks)

• Conduct internal training and promote compliance culture within the organization

• Act as a liaison for regulatory authorities and external auditors

• Stay up to date on regulatory developments impacting asset and wealth management

About the candidate:

• University degree in law, finance, or a related field

• At least 5 years of relevant compliance experience in asset management, wealth management, or a family office

• Strong knowledge of Swiss financial regulation (e.g., FINIA/FINMA guidelines) and investment compliance frameworks

• Structured, detail-oriented, and discreet, with a proactive and solution-driven mindset

• Fluent in German and English (spoken and written)

• Able to work independently in a small, dynamic team environment